Lender Compliance

20 checkpoints between your client and a funded business

Lenders run through a compliance checklist before reading a single financial statement. Most declines happen here, before creditworthiness is even evaluated. Once all 20 checkpoints clear, clients move into full pre-qualification for 20+ funding programs.

20lender compliance checkpoints verified in the OwnersPath system
82%of small business loan declines are compliance-related, not credit-related
48hraverage time to auto-decline when compliance gaps are detected
20-point compliance verification Lender-view perspective Auto-decline prevention

The Real Reason for Declines

Lenders check compliance before they check credit

When a lender receives an application, underwriters run automated compliance screening before a human ever looks at the file. Gaps in entity structure, business address, licensing, or bureau registration trigger immediate soft declines.

The frustrating part: these are all fixable. Our 150-point business scan identifies every gap and walks clients through correcting each one.

Without compliance review

A business with excellent personal credit and solid revenue is auto-declined in 48 hours because their DUNS number doesn't match their business address, or their entity isn't registered in the state where they operate.

With OwnersPath compliance

All 20 checkpoints are cleared before the client applies anywhere. The lender sees a clean, complete, consistent profile that signals low risk from the first automated scan.

The Checklist

All 20 lender compliance checkpoints

Organized into five areas lenders evaluate before a human ever reads the file.

Identity & Entity 4 of 20

Entity Structure

Proper LLC, S-Corp, or C-Corp registration in operating state.

EIN Registration

Federal EIN matching IRS records exactly.

Business License

Current license in the applicable jurisdiction(s).

Ownership Records

Consistent owner information across filings and bureaus.

Online Presence 4 of 20

Business Address

Physical address matching across all lender databases.

Business Phone

Listed business phone matching entity registration.

Business Website

Active website with SSL matching the business name.

Business Email

Domain-based email, not personal Gmail or Yahoo.

Bureau Registration 4 of 20

DUNS Number

D&B DUNS registered and linked to correct address.

D&B Profile

D&B Paydex score active with at least one tradeline reporting.

Experian Business

Experian Intelliscore Plus file open and current.

Equifax Business

Equifax Small Business Credit Risk Score established.

Financial Profile 4 of 20

FICO SBSS Score

Blended score above 165 for SBA loan consideration.

Business Bank Account

Dedicated business account with sufficient average balance.

Debt-to-Income Ratio

Business and personal DTI within acceptable lender ranges.

Personal Guarantor

Owner personal credit verified and within acceptable range.

Legal Standing 4 of 20

No Public Records

Clean record: no judgments, liens, or UCC filings.

Time in Business

Verified operating history meeting lender minimums.

Industry Classification

SIC or NAICS code accurately reflecting operations.

Secretary of State

Active standing with no delinquent filings or warnings.

Give your clients a compliance-clean profile

Schedule a demo to see how OwnersPath walks clients through all 20 checkpoints step by step.